MINNEAPOLIS, MNCRD 167908Latest ADV March 31, 2026
Northrock Partners, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Minneapolis, MN. Its latest Form ADV filing, dated March 31, 2026, reports $12.2B in regulatory assets under management, 233 employees, 18 offices, and 24,014 accounts.
Assets Under Management
$12.2B
Employees
233
Offices
18 offices
Total Clients
4,811
Primary office
MINNEAPOLIS, MN
225 SOUTH SIXTH STREET, SUITE 1400, MINNEAPOLIS, MN, United States
Top client segmentIndividuals represent 52.4% of total clients.
Top client categories% of clientsClients
1
Individuals
52.4%
2,523
2
HNWI
46.9%
2,255
3
Corporations
0.4%
20
4
Charitable
0.2%
12
Additional categories (<0.1%)
Pooled Investment Vehicles<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$12.2Bas of March 31, 2026
Discretionary94.6%
$11.5B
95% of total RAUM94.6%
Non-discretionary5.4%
$660M
5% of total RAUM5.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$12.2B
Total Accounts24,014
10Y AUM Change+$11.2B (+1141.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees233
Clients per Employee21:1
10Y Employee Change+198 (+565.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.