Firm profile

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MNCRD 6363Latest ADV April 30, 2026

Ameriprise Financial Services, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Minneapolis, MN. Its latest Form ADV filing, dated April 30, 2026, reports $660.5B in regulatory assets under management, 14,056 employees, 158 offices, and 2,424,045 accounts.

Assets Under Management
$660.5B
Employees
14,056
Offices
158 offices
Total Clients
1,386,329
Primary office
MINNEAPOLIS, MN
901 3RD AVENUE SOUTH, MINNEAPOLIS, MN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOWilliam Jerryl Williams
CCOBrett Flansburg
CFOMichael Scott Mattox

Advisory services offered

8 types reported
Educational seminars/workshops
Financial Planning Services
Other advisory services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 85.8% of total clients.
Top client categories% of clientsClients
1
Individuals
85.8%
1,189,138
2
HNWI
13.3%
183,925
3
Pension Plans
0.5%
7,105
4
Corporations
0.2%
3,260
5
Charitable
0.2%
2,335
Additional categories (<0.1%)
Government540 clients
Irrevocable Trusts/Estates15 clients
Insurance Cos.11 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$660.5Bas of April 30, 2026
Discretionary53.9%
$356.3B
54% of total RAUM53.9%
Non-discretionary46.1%
$304.2B
46% of total RAUM46.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$660.5B
Total Accounts2,424,045
10Y AUM Change+$462.5B (+233.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees14,056
Clients per Employee99:1
10Y Employee Change+1,530 (+12.2%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.