LEXINGTON, KYCRD 164333Latest ADV February 27, 2026
Investments & Financial Planning, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Lexington, KY. Its latest Form ADV filing, dated February 27, 2026, reports $319M in regulatory assets under management, 6 employees, 1 office, and 1,780 accounts.
Assets Under Management
$319M
Employees
6
Offices
1 office
Total Clients
751
Primary office
LEXINGTON, KY
1795 ALYSHEBA WAY, SUITE 7104, LEXINGTON, KY, United States
Top client segmentIndividuals represent 92.7% of total clients.
Top client categories% of clientsClients
1
Individuals
92.7%
696
2
HNWI
7.2%
54
3
Charitable
0.1%
1
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$319Mas of February 27, 2026
Discretionary100.0%
$319M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$319M
Total Accounts1,780
10Y AUM Change+$202M (+173.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee125:1
10Y Employee Change+3 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.