LEXINGTON, KYCRD 152695Latest ADV February 27, 2026
Ballast, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Lexington, KY. Its latest Form ADV filing, dated February 27, 2026, reports $752M in regulatory assets under management, 12 employees, and 1,888 accounts.
Assets Under Management
$752M
Employees
12
Offices
--
Total Clients
476
Primary office
LEXINGTON, KY
400 EAST VINE ST, SUITE 400, LEXINGTON, KY, United States
Portfolio management for individuals and small businesses
Fee models offered
4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 49.8% of total clients.
Top client categories% of clientsClients
1
Individuals
49.8%
237
2
HNWI
45.6%
217
3
Pension Plans
3.6%
17
4
Charitable
0.6%
3
5
Government
0.2%
1
Categories with <5 clients
Charitable Organizations<5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$752Mas of February 27, 2026
Discretionary93.1%
$700M
93% of total RAUM93.1%
Non-discretionary6.9%
$52M
7% of total RAUM6.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$752M
Total Accounts1,888
10Y AUM Change+$560M (+293.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees12
Clients per Employee40:1
10Y Employee Change+6 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.