Firm profile

PRICAP ADVISORS LLC

NEW YORK, NYCRD 159614Latest ADV March 30, 2026

Pricap Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 30, 2026, reports $42M in regulatory assets under management, 2 employees, and 37 accounts.

Assets Under Management
$42M
Employees
2
Offices
--
Total Clients
19
Primary office
NEW YORK, NY
100 PARK AVE, 16TH FLOOR, NEW YORK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOJames S. Ely
CCOHon Cheung Ng

Advisory services offered

2 types reported
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles

Fee models offered

1 types reported
Asset based fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 36.8% of total clients.
Top client categories% of clientsClients
1
HNWI
36.8%
7
2
Individuals
21.1%
4
3
Charitable
15.8%
3
4
Pooled Investment Vehicles
10.5%
2
5
Pension Plans
10.5%
2
Categories with <5 clients
Charitable Organizations<5 clients
Individuals (other than high net worth individuals)<5 clients
Other categories<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$42Mas of March 30, 2026
Discretionary100.0%
$42M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$42M
Total Accounts37
10Y AUM Change+$12M (+38.9%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees2
Clients per Employee10:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.