Firm profile

Calera Capital Advisors, LP

SAN FRANCISCO, CACRD 158050Registration Status: ApprovedEffective since March 30, 2012SEC # 801-74041Latest ADV March 31, 2026

Calera Capital Advisors, LP is an SEC registered investment adviser organized as a limited partnership with a primary office location in San Francisco, CA. Its latest Form ADV filing, dated March 31, 2026, reports $3.1B in regulatory assets under management, 23 employees, 2 offices, and 15 accounts.

Assets Under Management

$3.1B

Employees

Offices

2 offices

Total Clients

Associated firm names

1 name listed

CALERA CAPITAL ADVISORS, LP

Leadership

2 roles identified

CCODaniel B. Dumais

CFODaniel B. Dumais

Advisory services offered

1 types reported

Portfolio management for pooled investment vehicles

Fee models offered

2 types reported

Asset based fees

Performance-based fees

Offices & Contact

Primary office

SAN FRANCISCO, California, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

View locations

California

SAN FRANCISCOPrimary office

Massachusetts

BOSTON

2 office records listed · 2 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Phone415-632-5200 WebsiteVisit website

LinkedInNot found

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$3.1Bas of March 31, 2026

Discretionary100.0%

$3.1B

100% of total RAUM100.0%

Non-discretionary0.0%

0% of total RAUM0.0%

All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.

Top client categories% of clientsClients

Pooled Investment Vehicles

100.0%

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$3.1B

Total Accounts15

10Y AUM Change+$2.2B (+234.6%)

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees23

Clients per Employee1:1

10Y Employee Change-6 (-20.7%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%

JAMES THOMAS FARRELLDirect owner · Schedule AInterest in CALERA CAPITAL ADVISORS, LP

25% to < 50%

MARK NEVILLE WILLIAMSONDirect owner · Schedule AInterest in CALERA CAPITAL ADVISORS, LP

25% to < 50%

KEVIN RAY BAKERDirect owner · Schedule AInterest in CALERA CAPITAL ADVISORS, LP

10% to < 25%

CALERA CAPITAL MANAGEMENT, INC.Direct owner · Schedule AInterest in CALERA CAPITAL ADVISORS, LP

< 5%

JAMES THOMAS FARRELLIndirect owner · Schedule BInterest in CALERA CAPITAL MANAGEMENT, INC.

50% to < 75%

MARK NEVILLE WILLIAMSONIndirect owner · Schedule BInterest in CALERA CAPITAL MANAGEMENT, INC.

50% to < 75%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Calera Capital Advisors, LP.

Reported ownership and control details

Form ADV · Filing date 2026-03-31 · Schedules A and B

10 entries

#	Owner / person & role	Interest in entity	Reported interest	Control person	Title / status acquired	Source
1	JAMES THOMAS FARRELLMANAGING PARTNERIndividual	CALERA CAPITAL ADVISORS, LP	25% to less than 50%Code C	Yes	MANAGING PARTNER01/2007	Schedule APDF page 82
2	MARK NEVILLE WILLIAMSONMANAGING PARTNERIndividual	CALERA CAPITAL ADVISORS, LP	25% to less than 50%Code C	Yes	MANAGING PARTNER01/2007	Schedule APDF page 82
3	JAMES ANDREW HALOWMANAGING DIRECTORIndividual	CALERA CAPITAL ADVISORS, LP	Less than 5%Code NA	Yes	MANAGING DIRECTOR01/2011	Schedule APDF page 82
4	KEVIN RAY BAKERMANAGING DIRECTOR/GENERAL COUNSELIndividual	CALERA CAPITAL ADVISORS, LP	10% to less than 25%Code B	Yes	MANAGING DIRECTOR/GENERAL COUNSEL01/2007	Schedule APDF page 82
5	CALERA CAPITAL MANAGEMENT, INC.GENERAL PARTNERDomestic entity	CALERA CAPITAL ADVISORS, LP	Less than 5%Code NA	Yes	GENERAL PARTNER01/2007	Schedule APDF page 82
6	DANIEL BARRY DUMAISCHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERIndividual	CALERA CAPITAL ADVISORS, LP	Less than 5%Code NA	Yes	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER09/2014	Schedule APDF page 82
7	ETHAN EMIL THUROWMANAGING DIRECTORIndividual	CALERA CAPITAL ADVISORS, LP	Less than 5%Code NA	Yes	MANAGING DIRECTOR01/2015	Schedule APDF page 82
8	BRIAN FORD FEARNOWMANAGING DIRECTORIndividual	CALERA CAPITAL ADVISORS, LP	Less than 5%Code NA	Yes	MANAGING DIRECTOR08/2017	Schedule APDF page 82
9	JAMES THOMAS FARRELLCO- PRESIDENTIndividual	CALERA CAPITAL MANAGEMENT, INC.	50% to less than 75%Code D	Yes	CO- PRESIDENT01/2007	Schedule BPDF page 83
10	MARK NEVILLE WILLIAMSONCO- PRESIDENTIndividual	CALERA CAPITAL MANAGEMENT, INC.	50% to less than 75%Code D	Yes	CO- PRESIDENT01/2007	Schedule BPDF page 83

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/31/2026 2:05:00 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo

AFelonies2 No

In the past ten years, have you or any advisory affiliate:

A1Been convicted of or pleaded guilty or no contest to a felony?No
A2Been charged with a felony?No

BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
B2Been charged with a misdemeanor of the kind listed above?No

CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

C1Found you or an advisory affiliate made a false statement or omission?No
C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No

DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No

ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

E1Found you or an advisory affiliate made a false statement or omission?No
E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No

FProfessional authorizations1 No

FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No

GPending regulatory proceedings1 No

GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No

HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.