SANTA BARBARA, CACRD 157284Latest ADV March 18, 2026
Daniel Investment Associates, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Santa Barbara, CA. Its latest Form ADV filing, dated March 18, 2026, reports $225M in regulatory assets under management, 1 employee, and 33 accounts.
Assets Under Management
$225M
Employees
1
Offices
--
Total Clients
33
Primary office
SANTA BARBARA, CA
923 SAINT VINCENT AVENUE, SUITE B, SANTA BARBARA, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 84.8% of total clients.
Top client categories% of clientsClients
1
HNWI
84.8%
28
2
Charitable
15.2%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$225Mas of March 18, 2026
Discretionary0.1%
$204K
0% of total RAUM0.1%
Non-discretionary99.9%
$225M
100% of total RAUM99.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$225M
Total Accounts33
10Y AUM Change+$6M (+3.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee33:1
10Y Employee Change-4 (-80.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.