Oppenheimer + Close, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 27, 2026, reports $93M in regulatory assets under management, 5 employees, and 127 accounts.
Assets Under Management
$93M
Employees
5
Offices
--
Total Clients
127
Primary office
NEW YORK, NY
119 W 57TH STREET, SUITE 1515, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Hourly charges
Performance-based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 51.2% of total clients.
Top client categories% of clientsClients
1
Individuals
51.2%
65
2
HNWI
48.0%
61
3
Pension Plans
0.8%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$93Mas of March 27, 2026
Discretionary96.4%
$90M
96% of total RAUM96.4%
Non-discretionary3.6%
$3M
4% of total RAUM3.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$93M
Total Accounts127
10Y AUM Change$-183M (-66.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee25:1
10Y Employee Change-2 (-28.6%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.