Ria Advisors is an SEC registered investment adviser organized as a limited liability company with a primary office location in Houston, TX. Its latest Form ADV filing, dated March 19, 2026, reports $1.8B in regulatory assets under management, 16 employees, 1 office, and 3,969 accounts.
Assets Under Management
$1.8B
Employees
16
Offices
1 office
Total Clients
1,367
Primary office
HOUSTON, TX
11750 KATY FREEWAY, SUITE 840, HOUSTON, TX, United States
Top client segmentIndividuals represent 58.6% of total clients.
Top client categories% of clientsClients
1
Individuals
58.6%
801
2
HNWI
31.7%
434
3
Other Advisers
8.3%
113
4
Pension Plans
1.3%
18
5
BDCs
0.1%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.8Bas of March 19, 2026
Discretionary95.9%
$1.8B
96% of total RAUM95.9%
Non-discretionary4.1%
$76M
4% of total RAUM4.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$1.8B
Total Accounts3,969
10Y AUM Change+$1.6B (+568.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees16
Clients per Employee85:1
10Y Employee Change+9 (+128.6%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.