SAN FRANCISCO, CACRD 149596Latest ADV April 17, 2026
Delta Investment Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in San Francisco, CA. Its latest Form ADV filing, dated April 17, 2026, reports $857M in regulatory assets under management, 25 employees, 10 offices, and 2,459 accounts.
Assets Under Management
$857M
Employees
25
Offices
10 offices
Total Clients
1,099
Primary office
SAN FRANCISCO, CA
708 MONTGOMERY STREET, SAN FRANCISCO, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 85.0% of total clients.
Top client categories% of clientsClients
1
Individuals
85.0%
934
2
HNWI
15.0%
165
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$857Mas of April 17, 2026
Discretionary100.0%
$857M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$857M
Total Accounts2,459
10Y AUM Change+$743M (+654.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees25
Clients per Employee44:1
10Y Employee Change+21 (+525.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.