Firm profile

PROSPETTIVA FINANCIAL

SAN FRANCISCO, CACRD 148760Latest ADV March 17, 2026

PROSPETTIVA FINANCIAL is a limited liability company based in SAN FRANCISCO, CA.

Assets Under Management
$129M
Employees
3
Offices
3 offices
Total Clients
294
Primary office
SAN FRANCISCO, CA
22 BATTERY STREET, SUITE 426, SAN FRANCISCO, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOSean A. Fletcher

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees

Client Coverage Demographics

Top client segmentHNWI represent 85.0% of total clients.
Top client categories% of clientsClients
1
HNWI
85.0%
250
2
Individuals
15.0%
44
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$129Mas of March 17, 2026
Discretionary100.0%
$129M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$129M
Total Accounts308
10Y AUM Change+$15M (+12.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee98:1
10Y Employee Change-1 (-25.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.