Firm profile

HENLEY & COMPANY WEALTH MANAGEMENT LLC

UNIONDALE, NYCRD 144884Latest ADV March 25, 2026

Henley & Company Wealth Management LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Uniondale, NY. Its latest Form ADV filing, dated March 25, 2026, reports $94M in regulatory assets under management, 6 employees, and 108 accounts.

Assets Under Management
$94M
Employees
6
Offices
--
Total Clients
71
Primary office
UNIONDALE, NY
506 RXR PLAZA, UNIONDALE, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOMaria T. Germano-alessi
CFORobert A. Fortino

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 57.7% of total clients.
Top client categories% of clientsClients
1
Individuals
57.7%
41
2
HNWI
31.0%
22
3
Pension Plans
8.5%
6
4
Corporations
2.8%
2

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$94Mas of March 25, 2026
Discretionary100.0%
$94M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$94M
Total Accounts108
10Y AUM Change+$54M (+134.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee12:1
10Y Employee Change+1 (+20.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.