SANTA BARBARA, CACRD 141601Latest ADV March 31, 2026
Castle Wealth Planning is an SEC registered investment adviser organized as a limited liability company with a primary office location in Santa Barbara, CA. Its latest Form ADV filing, dated March 31, 2026, reports $236M in regulatory assets under management, 3 employees, and 355 accounts.
Assets Under Management
$236M
Employees
3
Offices
--
Total Clients
111
Primary office
SANTA BARBARA, CA
1105 CHAPALA ST., STE. 4, SANTA BARBARA, CA, United States
Top client segmentIndividuals represent 51.4% of total clients.
Top client categories% of clientsClients
1
Individuals
51.4%
57
2
HNWI
48.6%
54
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$236Mas of March 31, 2026
Discretionary85.9%
$203M
86% of total RAUM85.9%
Non-discretionary14.1%
$33M
14% of total RAUM14.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$236M
Total Accounts355
10Y AUM Change+$128M (+117.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee37:1
10Y Employee Change+1 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.