SAN FRANCISCO, CACRD 140929Latest ADV March 11, 2026
Embarcadero Financial Group is an SEC registered investment adviser organized as a limited liability company with a primary office location in San Francisco, CA. Its latest Form ADV filing, dated March 11, 2026, reports $170M in regulatory assets under management, 4 employees, 1 office, and 383 accounts.
Assets Under Management
$170M
Employees
4
Offices
1 office
Total Clients
166
Primary office
SAN FRANCISCO, CA
101 MONTGOMERY STREET, SUITE 1250, SAN FRANCISCO, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
4 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 72.3% of total clients.
Top client categories% of clientsClients
1
Individuals
72.3%
120
2
HNWI
23.5%
39
3
Pension Plans
4.2%
7
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$170Mas of March 11, 2026
Discretionary98.9%
$168M
99% of total RAUM98.9%
Non-discretionary1.1%
$2M
1% of total RAUM1.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$170M
Total Accounts383
10Y AUM Change+$43M (+33.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee42:1
10Y Employee Change-2 (-33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.