SALT LAKE CITY, UTCRD 140226Latest ADV February 20, 2026
Ag Financial is an SEC registered investment adviser organized as a limited liability company with a primary office location in Salt Lake City, UT. Its latest Form ADV filing, dated February 20, 2026, reports $103M in regulatory assets under management, 2 employees, 1 office, and 441 accounts.
Assets Under Management
$103M
Employees
2
Offices
1 office
Total Clients
188
Primary office
SALT LAKE CITY, UT
2825 EAST COTTONWOOD PARKWAY, SUITE 500, SALT LAKE CITY, UT, United States
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 86.7% of total clients.
Top client categories% of clientsClients
1
Individuals
86.7%
163
2
Pension Plans
6.9%
13
3
HNWI
6.4%
12
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$103Mas of February 20, 2026
Discretionary99.5%
$103M
99% of total RAUM99.5%
Non-discretionary0.5%
$527K
1% of total RAUM0.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$103M
Total Accounts441
10Y AUM Change$-8M (-7.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee94:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.