Brown, Lisle/Cummings, Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Providence, RI. Its latest Form ADV filing, dated March 10, 2026, reports $487M in regulatory assets under management, 13 employees, and 490 accounts.
Assets Under Management
$487M
Employees
13
Offices
--
Total Clients
238
Primary office
PROVIDENCE, RI
ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 50.0% of total clients.
Top client categories% of clientsClients
1
Individuals
50.0%
119
2
HNWI
45.0%
107
3
Corporations
5.0%
12
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$487Mas of March 10, 2026
Discretionary98.6%
$481M
99% of total RAUM98.6%
Non-discretionary1.4%
$7M
1% of total RAUM1.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$487M
Total Accounts490
10Y AUM Change+$307M (+170.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees13
Clients per Employee18:1
10Y Employee Change+1 (+8.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.