Open Window Financial Solutions, Ltd. is an SEC registered investment adviser organized as a corporation with a primary office location in Reno, NV. Its latest Form ADV filing, dated March 17, 2026, reports $284M in regulatory assets under management, 6 employees, 2 offices, and 319 accounts.
Assets Under Management
$284M
Employees
6
Offices
2 offices
Total Clients
101
Primary office
RENO, NV
4741 CAUGHLIN PARKWAY, SUITE 3, RENO, NV, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentHNWI represent 64.4% of total clients.
Top client categories% of clientsClients
1
HNWI
64.4%
65
2
Individuals
25.7%
26
3
Pension Plans
9.9%
10
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$284Mas of March 17, 2026
Discretionary100.0%
$284M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$284M
Total Accounts319
10Y AUM Change+$164M (+135.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee17:1
10Y Employee Change+4 (+200.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.