Firm profile

Perigon Wealth Management, LLC

SAN FRANCISCO, CACRD 131037Registration Status: ApprovedEffective since April 7, 2004SEC # 801-62988Latest ADV June 12, 2026

Perigon Wealth Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in San Francisco, CA. Its latest Form ADV filing, dated June 12, 2026, reports $11.3B in regulatory assets under management, 159 employees, 42 offices, and 17,713 accounts.

Assets Under Management
$11.3B
Employees
159
Offices
42 offices
Total Clients
5,664

Associated firm names

13 names listed
  • ANTHEM ADVISORS
  • WEALTH ADVISORS
  • STAKEHOLDERS CAPITAL
  • PRUDEO PARTNERS

Leadership

5 roles identified
CEOArthur J. Ambarik
CCOJonathan D. Robbins
CFODavid A. Scarpello

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges

Offices & Contact

Primary office

SAN FRANCISCO, California, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

California

SAN FRANCISCOPrimary office · PALO ALTO · WALNUT CREEK · IRVINE · RANCHO SANTA FE · PETALUMA · SANTA MONICA

Connecticut

WESTPORT

Delaware

WILMINGTON

Florida

BOCA RATON

Georgia

ATLANTA

Hawaii

HONOLULU

Maryland

WHITE MARSH

Massachusetts

AMHERST

Michigan

SOUTHFIELD

Nevada

HENDERSON

New Jersey

CRANBURY · EDISON · RIDGEWOOD

New York

NEW YORK · SYRACUSE · SOUTH NYACK

Pennsylvania

READING

South Carolina

WEST COLUMBIA

25 office records listed · 42 total offices reported. 17 additional office addresses are undisclosed and are not mapped. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$11.3Bas of June 12, 2026
Discretionary79.7%
$9.0B
80% of total RAUM79.7%
Non-discretionary20.3%
$2.3B
20% of total RAUM20.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentIndividuals represent 66.5% of total clients.
Top client categories% of clientsClients
1
Individuals
66.5%
3,768
2
HNWI
29.2%
1,653
3
Pension Plans
2.1%
120
4
Corporations
1.7%
97
5
Charitable
0.5%
26
Categories with <5 clients
Banking or thrift institutions<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$11.3B
Total Accounts17,713
10Y AUM Change+$10.4B (+1179.8%)

Private Funds

Private funds reported by Perigon Wealth Management, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees159
Clients per Employee36:1
10Y Employee Change+137 (+622.7%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
PERIGON FINANCIAL HOLDINGS, LLCDirect owner · Schedule AInterest in PERIGON WEALTH MANAGEMENT, LLC
75%+
PHILIP ALLEN HARTDirect owner · Schedule AInterest in PERIGON WEALTH MANAGEMENT, LLC
< 5%
ARTHUR JOHN AMBARIKDirect owner · Schedule AInterest in PERIGON WEALTH MANAGEMENT, LLC
< 5%
LINDSAY HAMBLETON STURMAKDirect owner · Schedule AInterest in PERIGON WEALTH MANAGEMENT, LLC
< 5%
JEREMY PAULDirect owner · Schedule AInterest in PERIGON WEALTH MANAGEMENT, LLC
< 5%
JEREMY PAULIndirect owner · Schedule BInterest in JHBJ HOLDINGS, LLC
75%+
PERIGON PARTNERS, LLCIndirect owner · Schedule BInterest in PERIGON FINANCIAL HOLDINGS, LLC
50% to < 75%
ARTHUR JOHN AMBARIKIndirect owner · Schedule BInterest in PERIGON PARTNERS, LLC
25% to < 50%
JHBJ HOLDINGS, LLCIndirect owner · Schedule BInterest in PERIGON PARTNERS, LLC
25% to < 50%
CWC PRISM INVESTOR, LLCIndirect owner · Schedule BInterest in PERIGON FINANCIAL HOLDINGS, LLC
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Perigon Wealth Management, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-06-12 · Schedules A and B

14 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1PHILIP ALLEN HARTFOUNDER AND PARTNERIndividualPERIGON WEALTH MANAGEMENT, LLCLess than 5%Code NAYesFOUNDER AND PARTNER01/2019Schedule APDF page 44
2ARTHUR JOHN AMBARIKCHIEF EXECUTIVE OFFICER AND PARTNERIndividualPERIGON WEALTH MANAGEMENT, LLCLess than 5%Code NAYesCHIEF EXECUTIVE OFFICER AND PARTNER01/2019Schedule APDF page 45
3PERIGON FINANCIAL HOLDINGS, LLCMEMBERDomestic entityPERIGON WEALTH MANAGEMENT, LLC75% or moreCode EYesMEMBER01/2019Schedule APDF page 45
4LINDSAY HAMBLETON STURMAKPARTNERIndividualPERIGON WEALTH MANAGEMENT, LLCLess than 5%Code NAYesPARTNER12/2019Schedule APDF page 45
5JEREMY PAULPRESIDENT, PARTNERIndividualPERIGON WEALTH MANAGEMENT, LLCLess than 5%Code NAYesPRESIDENT, PARTNER11/2019Schedule APDF page 45
6Jonathan Patrick HoyCHIEF OPERATING OFFICERIndividualPERIGON WEALTH MANAGEMENT, LLCLess than 5%Code NAYesCHIEF OPERATING OFFICER12/2020Schedule APDF page 45
7RAFIA KHUSHBAKHT HASANCHIEF INVESTMENT OFFICERIndividualPERIGON WEALTH MANAGEMENT, LLCLess than 5%Code NAYesCHIEF INVESTMENT OFFICER07/2023Schedule APDF page 45
8DAVID ALLEN SCARPELLOCHIEF FINANCIAL OFFICERIndividualPERIGON WEALTH MANAGEMENT, LLCLess than 5%Code NAYesCHIEF FINANCIAL OFFICER09/2024Schedule APDF page 45
9JONATHAN DAVID ROBBINSCHIEF COMPLIANCE OFFICERIndividualPERIGON WEALTH MANAGEMENT, LLCLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER11/2024Schedule APDF page 45
10ARTHUR JOHN AMBARIKPARTNERIndividualPERIGON PARTNERS, LLC25% to less than 50%Code CYesPARTNER06/2014Schedule BPDF page 45
11PERIGON PARTNERS, LLCMEMBERDomestic entityPERIGON FINANCIAL HOLDINGS, LLC50% to less than 75%Code DYesMEMBER01/2019Schedule BPDF page 45
12JEREMY PAULOWNERIndividualJHBJ HOLDINGS, LLC75% or moreCode EYesOWNER10/2017Schedule BPDF page 45
13JHBJ HOLDINGS, LLCPARTNERDomestic entityPERIGON PARTNERS, LLC25% to less than 50%Code CYesPARTNER01/2020Schedule BPDF page 45
14CWC PRISM INVESTOR, LLCMEMBERDomestic entityPERIGON FINANCIAL HOLDINGS, LLC25% to less than 50%Code CYesMEMBER04/2024Schedule BPDF page 45

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 6/12/2026 3:08:58 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.