WEST PALM BEACH, FLCRD 131018Latest ADV March 25, 2026
Prospect Capital Management L.P. is an SEC registered investment adviser organized as a limited partnership with a primary office location in West Palm Beach, FL. Its latest Form ADV filing, dated March 25, 2026, reports $6.6B in regulatory assets under management, 143 employees, 2 offices, and 4 accounts.
Assets Under Management
$6.6B
Employees
143
Offices
2 offices
Total Clients
<5
Primary office
WEST PALM BEACH, FL
700 S. ROSEMARY AVE., SUITE 204, WEST PALM BEACH, FL, United States
Portfolio management for pooled investment vehicles
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentBDCs represent 50.0% of total clients.
Top client categories% of clientsClients
1
BDCs
50.0%
2
2
Pooled Investment Vehicles
50.0%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$6.6Bas of March 25, 2026
Discretionary99.8%
$6.6B
100% of total RAUM99.8%
Non-discretionary0.2%
$14M
0% of total RAUM0.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$6.6B
Total Accounts4
10Y AUM Change+$460M (+7.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees143
Clients per Employee0:1
10Y Employee Change+58 (+68.2%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.