Firm profile

RIVERNORTH CAPITAL MANAGEMENT, LLC

WEST PALM BEACH, FLCRD 122020Latest ADV March 31, 2026

Rivernorth Capital Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in West Palm Beach, FL. Its latest Form ADV filing, dated March 31, 2026, reports $6.2B in regulatory assets under management, 20 employees, 1 office, and 32 accounts.

Assets Under Management
$6.2B
Employees
20
Offices
1 office
Total Clients
32
Primary office
WEST PALM BEACH, FL
360 S. ROSEMARY AVE, SUITE 1420, WEST PALM BEACH, FL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOPatrick W. Galley
CCOMarcus L. Collins
COOJonathan M. Mohrhardt

Advisory services offered

3 types reported
Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentInvestment Cos. represent 50.0% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
50.0%
16
2
Other Advisers
31.3%
10
3
Pooled Investment Vehicles
15.6%
5
4
Charitable
3.1%
1
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$6.2Bas of March 31, 2026
Discretionary100.0%
$6.2B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$6.2B
Total Accounts32
10Y AUM Change+$2.4B (+64.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees20
Clients per Employee2:1
10Y Employee Change-6 (-23.1%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.