Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Gramercy Funds Management LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
GRAMERCY FINANCIAL GROUP LLCDirect owner · Schedule AInterest in GRAMERCY FUNDS MANAGEMENT LLC
50% to < 75%
MOHAMED ALY EL-ERIANDirect owner · Schedule AInterest in GRAMERCY FUNDS MANAGEMENT LLC
10% to < 25%
KUDU INVESTMENT US, LLCDirect owner · Schedule AInterest in GRAMERCY FUNDS MANAGEMENT LLC
10% to < 25%
GRAMERCY EM PE LLCDirect owner · Schedule AInterest in GRAMERCY FUNDS MANAGEMENT LLC
5% to < 10%
THOMAS PATRICK HUMPHREYDirect owner · Schedule AInterest in GRAMERCY FUNDS MANAGEMENT LLC
5% to < 10%
CERRO NEGRO CAPITAL MANAGEMENT LLCIndirect owner · Schedule BInterest in GRAMERCY FINANCIAL GROUP LLC
75%+
ROBERT SCOTT KOENIGSBERGERIndirect owner · Schedule BInterest in CERRO NEGRO CAPITAL MANAGEMENT LLC
75%+
SAN BERNARDINO COUNTY EMPLOYEES' RETIREMENT ASSOCIATIONIndirect owner · Schedule BInterest in GRAMERCY EM PE LLC
75%+
SCOTT GUY SEAMANIndirect owner · Schedule BInterest in TALL OAKS CAPITAL MANAGEMENT LLC
75%+
KUDU INVESTMENT HOLDINGS, LLCIndirect owner · Schedule BInterest in KUDU INVESTMENT US, LLC
75%+
KUDU INVESTMENT MANAGEMENT LLCIndirect owner · Schedule BInterest in KUDU INVESTMENT HOLDINGS, LLC
75%+
WM REGENT LTD.Indirect owner · Schedule BInterest in KUDU INVESTMENT MANAGEMENT LLC
75%+
WM INTERNATIONAL HOLDINGS LTD.Indirect owner · Schedule BInterest in WM REGENT LTD.
75%+
WM HINSON (BERMUDA) LTD.Indirect owner · Schedule BInterest in WM INTERNATIONAL HOLDINGS LTD.
75%+
WHITE MOUNTAINS INSURANCE GROUP, LTD.Indirect owner · Schedule BInterest in WM HINSON (BERMUDA) LTD.
75%+
TALL OAKS CAPITAL MANAGEMENT LLCIndirect owner · Schedule BInterest in GRAMERCY FINANCIAL GROUP LLC
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Gramercy Funds Management LLC.
Reported ownership and control details
Form ADV · Filing date 2026-03-31 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | GRAMERCY FINANCIAL GROUP LLCOWNERDomestic entity | GRAMERCY FUNDS MANAGEMENT LLC | 50% to less than 75%Code D | Yes | OWNER01/2010 | Schedule APDF page 238 |
| 2 | SCOTT GUY SEAMANCO-CHIEF OPERATING OFFICERIndividual | GRAMERCY FUNDS MANAGEMENT LLC | Less than 5%Code NA | Yes | CO-CHIEF OPERATING OFFICER12/2009 | Schedule APDF page 238 |
| 3 | ROBERT SCOTT KOENIGSBERGERCHIEF INVESTMENT OFFICERIndividual | GRAMERCY FUNDS MANAGEMENT LLC | Less than 5%Code NA | Yes | CHIEF INVESTMENT OFFICER12/2009 | Schedule APDF page 238 |
| 4 | ROBERT JOHN LANAVACHIEF COMPLIANCE OFFICERIndividual | GRAMERCY FUNDS MANAGEMENT LLC | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER12/2009 | Schedule APDF page 238 |
| 5 | ROBERT MICHAEL JOANNOUCO-CHIEF OPERATING OFFICERIndividual | GRAMERCY FUNDS MANAGEMENT LLC | Less than 5%Code NA | Yes | CO-CHIEF OPERATING OFFICER01/2014 | Schedule APDF page 238 |
| 6 | JOSHUA MICHAEL O'MELIACHIEF LEGAL OFFICERIndividual | GRAMERCY FUNDS MANAGEMENT LLC | Less than 5%Code NA | Yes | CHIEF LEGAL OFFICER03/2019 | Schedule APDF page 238 |
| 7 | GRAMERCY EM PE LLCMEMBERDomestic entity | GRAMERCY FUNDS MANAGEMENT LLC | 5% to less than 10%Code A | No | MEMBER05/2018 | Schedule APDF page 238 |
| 8 | MOHAMED ALY EL-ERIANCHAIRIndividual | GRAMERCY FUNDS MANAGEMENT LLC | 10% to less than 25%Code B | Yes | CHAIR07/2020 | Schedule APDF page 238 |
| 9 | KUDU INVESTMENT US, LLCMEMBERDomestic entity | GRAMERCY FUNDS MANAGEMENT LLC | 10% to less than 25%Code B | No | MEMBER06/2022 | Schedule APDF page 238 |
| 10 | THOMAS PATRICK HUMPHREYPRESIDENTIndividual | GRAMERCY FUNDS MANAGEMENT LLC | 5% to less than 10%Code A | Yes | PRESIDENT02/2023 | Schedule APDF page 238 |
| 11 | DENNIS MICHAEL WILSONCHIEF FINANCIAL OFFICERIndividual | GRAMERCY FUNDS MANAGEMENT LLC | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER07/2021 | Schedule APDF page 238 |
| 12 | CERRO NEGRO CAPITAL MANAGEMENT LLCMEMBERDomestic entity | GRAMERCY FINANCIAL GROUP LLC | 75% or moreCode E | Yes | MEMBER06/2009 | Schedule BPDF page 238 |
| 13 | ROBERT SCOTT KOENIGSBERGERMANAGING MEMBERIndividual | CERRO NEGRO CAPITAL MANAGEMENT LLC | 75% or moreCode E | Yes | MANAGING MEMBER06/2009 | Schedule BPDF page 239 |
| 14 | SAN BERNARDINO COUNTY EMPLOYEES' RETIREMENT ASSOCIATIONMANAGING MEMBERDomestic entity | GRAMERCY EM PE LLC | 75% or moreCode E | Yes | MANAGING MEMBER05/2018 | Schedule BPDF page 239 |
| 15 | TALL OAKS CAPITAL MANAGEMENT LLCMEMBERDomestic entity | GRAMERCY FINANCIAL GROUP LLC | 25% to less than 50%Code C | Yes | MEMBER05/2018 | Schedule BPDF page 239 |
| 16 | SCOTT GUY SEAMANMANAGING MEMBERIndividual | TALL OAKS CAPITAL MANAGEMENT LLC | 75% or moreCode E | Yes | MANAGING MEMBER05/2018 | Schedule BPDF page 239 |
| 17 | KUDU INVESTMENT HOLDINGS, LLCMEMBERDomestic entity | KUDU INVESTMENT US, LLC | 75% or moreCode E | Yes | MEMBER12/2019 | Schedule BPDF page 239 |
| 18 | KUDU INVESTMENT MANAGEMENT LLCMEMBERDomestic entity | KUDU INVESTMENT HOLDINGS, LLC | 75% or moreCode E | Yes | MEMBER12/2019 | Schedule BPDF page 239 |
| 19 | WM REGENT LTD.MEMBERForeign entity | KUDU INVESTMENT MANAGEMENT LLC | 75% or moreCode E | Yes | MEMBER10/2020 | Schedule BPDF page 239 |
| 20 | WM INTERNATIONAL HOLDINGS LTD.SHAREHOLDERForeign entity | WM REGENT LTD. | 75% or moreCode E | Yes | SHAREHOLDER10/2020 | Schedule BPDF page 239 |
| 21 | WM HINSON (BERMUDA) LTD.SHAREHOLDERForeign entity | WM INTERNATIONAL HOLDINGS LTD. | 75% or moreCode E | Yes | SHAREHOLDER01/2023 | Schedule BPDF page 239 |
| 22 | WHITE MOUNTAINS INSURANCE GROUP, LTD.SHAREHOLDERForeign entity | WM HINSON (BERMUDA) LTD. | 75% or moreCode E | Yes | SHAREHOLDER10/2020 | Schedule BPDF page 239 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/31/2026 3:26:10 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.