Mainsail Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Birmingham, AL. Its latest Form ADV filing, dated March 20, 2026, reports $599M in regulatory assets under management, 7 employees, 1 office, and 889 accounts.
Assets Under Management
$599M
Employees
7
Offices
1 office
Total Clients
188
Primary office
BIRMINGHAM, AL
2229 1ST AVE. S., SUITE 225, BIRMINGHAM, AL, United States
Top client segmentHNWI represent 48.4% of total clients.
Top client categories% of clientsClients
1
HNWI
48.4%
91
2
Individuals
27.1%
51
3
Corporations
12.8%
24
4
Charitable
6.4%
12
5
Pooled Investment Vehicles
2.7%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$599Mas of March 20, 2026
Discretionary68.8%
$412M
69% of total RAUM68.8%
Non-discretionary31.2%
$187M
31% of total RAUM31.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$599M
Total Accounts889
10Y AUM Change+$455M (+315.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees7
Clients per Employee27:1
10Y Employee Change+4 (+133.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.