Firm profile

TANGLEWOOD LEGACY ADVISORS, LLC

HOUSTON, TXCRD 127289Latest ADV March 27, 2026

Tanglewood Legacy Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Houston, TX. Its latest Form ADV filing, dated March 27, 2026, reports $809M in regulatory assets under management, 9 employees, 1 office, and 563 accounts.

Assets Under Management
$809M
Employees
9
Offices
1 office
Total Clients
172
Primary office
HOUSTON, TX
ONE RIVERWAY, SUITE 1550, HOUSTON, TX, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOKevin B. Roth
CCOAndrew T. Gardener

Advisory services offered

3 types reported
Financial Planning Services
Other advisory services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentHNWI represent 70.3% of total clients.
Top client categories% of clientsClients
1
HNWI
70.3%
121
2
Individuals
23.8%
41
3
Corporations
5.8%
10
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$809Mas of March 27, 2026
Discretionary96.4%
$780M
96% of total RAUM96.4%
Non-discretionary3.6%
$29M
4% of total RAUM3.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$809M
Total Accounts563
10Y AUM Change+$673M (+494.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee19:1
10Y Employee Change+1 (+12.5%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.