Northeast Financial Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Allentown, PA. Its latest Form ADV filing, dated March 29, 2026, reports $1.4B in regulatory assets under management, 1 employee, 2 offices, and 1,710 accounts.
Assets Under Management
$1.4B
Employees
1
Offices
2 offices
Total Clients
739
Primary office
ALLENTOWN, PA
3435 WINCHESTER ROAD, SUITE 102, ALLENTOWN, PA, United States
Top client segmentIndividuals represent 53.2% of total clients.
Top client categories% of clientsClients
1
Individuals
53.2%
393
2
HNWI
21.7%
160
3
LIMITED POWER OF ATTORNEY ACCESS ACCOUNTS, MUTUAL FUND DIRECT ACCOUNTS.
8.3%
61
4
Pension Plans
7.8%
58
5
Government
4.2%
31
Categories with <5 clients
Other investment advisers<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.4Bas of March 29, 2026
Discretionary49.1%
$708M
49% of total RAUM49.1%
Non-discretionary50.9%
$735M
51% of total RAUM50.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.4B
Total Accounts1,710
10Y AUM Change+$1.1B (+274.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee739:1
10Y Employee Change-5 (-83.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.