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Firm profile

A Better Way Financial, LLC

ALLENTOWN, PACRD 304914Registration Status: ApprovedEffective since June 2, 2026Latest ADV July 2, 2026

A Better Way Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Allentown, PA. Its latest Form ADV filing, dated July 2, 2026, reports $109M in regulatory assets under management, 9 employees, and 980 accounts.

Assets Under Management
$109M
Employees
9
Offices
--
Total Clients
354
Primary office
ALLENTOWN, PA
6357 AIRPORT ROAD, ALLENTOWN, PA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOFrank Guida

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for individuals and small businesses
Selection of other advisers

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked Aug 22, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 95.8% of total clients.
Top client categories% of clientsClients
1
Individuals
95.8%
339
2
HNWI
4.2%
15

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$109Mas of July 2, 2026
Discretionary96.6%
$105M
97% of total RAUM96.6%
Non-discretionary3.4%
$4M
3% of total RAUM3.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$109M
Total Accounts980
10Y AUM Change$0 (0.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee39:1
10Y Employee Change-1 (-10.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.