Westend Capital Management, LLC. is an SEC registered investment adviser organized as a limited liability company with a primary office location in Sausalito, CA. Its latest Form ADV filing, dated March 18, 2026, reports $436M in regulatory assets under management, 5 employees, and 470 accounts.
Assets Under Management
$436M
Employees
5
Offices
--
Total Clients
331
Primary office
SAUSALITO, CA
ONE HARBOR DRIVE, SUITE 300, SAUSALITO, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 50.2% of total clients.
Top client categories% of clientsClients
1
Individuals
50.2%
166
2
HNWI
47.4%
157
3
Pension Plans
1.2%
4
4
Charitable
0.9%
3
5
Pooled Investment Vehicles
0.3%
1
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$436Mas of March 18, 2026
Discretionary98.9%
$432M
99% of total RAUM98.9%
Non-discretionary1.1%
$5M
1% of total RAUM1.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$436M
Total Accounts470
10Y AUM Change+$360M (+472.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee66:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.