Caldwell Sutter Capital, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Sausalito, CA. Its latest Form ADV filing, dated April 17, 2026, reports $606M in regulatory assets under management, 17 employees, 2 offices, and 1,249 accounts.
Assets Under Management
$606M
Employees
17
Offices
2 offices
Total Clients
546
Primary office
SAUSALITO, CA
30 LIBERTY SHIP WAY #3225, SAUSALITO, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 69.8% of total clients.
Top client categories% of clientsClients
1
Individuals
69.8%
381
2
HNWI
26.9%
147
3
Corporations
2.0%
11
4
Pension Plans
1.3%
7
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$606Mas of April 17, 2026
Discretionary94.9%
$575M
95% of total RAUM94.9%
Non-discretionary5.1%
$31M
5% of total RAUM5.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$606M
Total Accounts1,249
10Y AUM Change+$441M (+267.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees17
Clients per Employee32:1
10Y Employee Change+4 (+30.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.