Prospect Capital Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Sausalito, CA. Its latest Form ADV filing, dated March 31, 2026, reports $309M in regulatory assets under management, 4 employees, and 3 accounts.
Assets Under Management
$309M
Employees
4
Offices
--
Total Clients
<5
Primary office
SAUSALITO, CA
501 HUMBOLDT AVENUE, 2ND FLOOR, SAUSALITO, CA, United States
Portfolio management for pooled investment vehicles
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
3
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$309Mas of March 31, 2026
Discretionary100.0%
$309M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$309M
Total Accounts3
10Y AUM Change+$16M (+5.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee1:1
10Y Employee Change+2 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.