PROVIDENCE, RICRD 120465Latest ADV February 11, 2026
Eliot Rose Wealth Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Providence, RI. Its latest Form ADV filing, dated February 11, 2026, reports $186M in regulatory assets under management, 4 employees, and 400 accounts.
Assets Under Management
$186M
Employees
4
Offices
--
Total Clients
141
Primary office
PROVIDENCE, RI
10 DORANCE STREET, SUITE 700, PROVIDENCE, RI, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 62.4% of total clients.
Top client categories% of clientsClients
1
Individuals
62.4%
88
2
HNWI
37.6%
53
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$186Mas of February 11, 2026
Discretionary100.0%
$186M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$186M
Total Accounts400
10Y AUM Change+$112M (+151.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee35:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.