Pruneyard Financial Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Cupertino, CA. Its latest Form ADV filing, dated April 29, 2026, reports $77M in regulatory assets under management, 2 employees, and 179 accounts.
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 57.1% of total clients.
Top client categories% of clientsClients
1
Individuals
57.1%
56
2
HNWI
39.8%
39
3
Corporations
2.0%
2
4
Pension Plans
1.0%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$91Mas of June 8, 2026
Discretionary99.1%
$90M
99% of total RAUM99.1%
Non-discretionary0.9%
$800K
1% of total RAUM0.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$91M
Total Accounts185
10Y AUM Change$-28M (-23.5%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee98:1
10Y Employee Change-2 (-66.7%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.