Sp Asset Management LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Cupertino, CA. Its latest Form ADV filing, dated March 30, 2026, reports $1.9B in regulatory assets under management, 3 employees, and 897 accounts.
Assets Under Management
$1.9B
Employees
3
Offices
--
Total Clients
211
Primary office
CUPERTINO, CA
20380 TOWN CENTER LANE, STE 205, CUPERTINO, CA, United States
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles
Fee models offered
1 types reported
Asset based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 98.1% of total clients.
Top client categories% of clientsClients
1
HNWI
98.1%
207
2
Corporations
1.4%
3
3
Pooled Investment Vehicles
0.5%
1
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.9Bas of March 30, 2026
Discretionary77.3%
$1.5B
77% of total RAUM77.3%
Non-discretionary22.7%
$429M
23% of total RAUM22.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$1.9B
Total Accounts897
10Y AUM Change+$1.9B
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee70:1
10Y Employee Change+1 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.