Union Capital Company is an SEC registered investment adviser organized as a corporation with a primary office location in Tucson, AZ. Its latest Form ADV filing, dated March 30, 2026, reports $150M in regulatory assets under management, 13 employees, and 414 accounts.
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
2 types reported
Asset based fees
Commissions
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 93.7% of total clients.
Top client categories% of clientsClients
1
Individuals
93.7%
388
2
HNWI
6.3%
26
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$150Mas of March 30, 2026
Discretionary2.0%
$3M
2% of total RAUM2.0%
Non-discretionary98.0%
$147M
98% of total RAUM98.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$150M
Total Accounts414
10Y AUM Change+$29M (+24.0%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees13
Clients per Employee32:1
10Y Employee Change-14 (-51.9%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.