Firm profile

Sierra Capital LLC

MIAMI, FLCRD 110129Registration Status: ApprovedEffective since June 28, 2000SEC # 801-57691Latest ADV June 11, 2026

Sierra Capital LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Miami, FL. Its latest Form ADV filing, dated June 11, 2026, reports $1.6B in regulatory assets under management, 8 employees, 1 office, and 435 accounts.

Assets Under Management
$1.6B
Employees
8
Offices
1 office
Total Clients
76

Associated firm names

4 names listed
  • PANGEA ADVISORS
  • SIERRA CAPITAL PARTNERS, LLC
  • SIERRA CAPITAL LLC
  • PANGEA ASESORES

Leadership

1 roles identified
CCOMalik Mitchell

Advisory services offered

5 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees

Offices & Contact

Primary office

MIAMI, Florida, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Florida

MIAMIPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.6Bas of June 11, 2026
Discretionary95.8%
$1.5B
96% of total RAUM95.8%
Non-discretionary4.2%
$68M
4% of total RAUM4.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentHNWI represent 100.0% of total clients.
Top client categories% of clientsClients
1
HNWI
100.0%
76
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Insurance companies<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.6B
Total Accounts435
10Y AUM Change+$1.1B (+231.1%)

Private Funds

Private funds reported by Sierra Capital LLC

Loading private fund disclosures…

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee10:1
10Y Employee Change+3 (+60.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
CARLOS ALFONSO PEDROSODirect owner · Schedule AInterest in SIERRA CAPITAL LLC
25% to < 50%
RAFAEL DE LA SIERRA DECLARATION OF TRUST 3/23/22Direct owner · Schedule AInterest in SIERRA CAPITAL LLC
25% to < 50%
SONILELU SC LLCDirect owner · Schedule AInterest in SIERRA CAPITAL LLC
10% to < 25%
RAFAEL JOSE DELASIERRADirect owner · Schedule AInterest in SIERRA CAPITAL LLC
< 5%
SOFI TRUST 3/23/22Indirect owner · Schedule BInterest in SONILELU SC LLC
25% to < 50%
NIKI TRUST 3/23/22Indirect owner · Schedule BInterest in SONILELU SC LLC
25% to < 50%
LEXI TRUST 3/23/22Indirect owner · Schedule BInterest in SONILELU SC LLC
25% to < 50%
LUCI TRUST 3/23/22Indirect owner · Schedule BInterest in SONILELU SC LLC
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Sierra Capital LLC.

Reported ownership and control details

Form ADV · Filing date 2026-06-11 · Schedules A and B

18 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1RAFAEL JOSE DELASIERRAMANAGING MEMBERIndividualSIERRA CAPITAL LLCLess than 5%Code NAYesMANAGING MEMBER02/1998Schedule APDF page 28
2CARLOS ALFONSO PEDROSOMANAGING MEMBERIndividualSIERRA CAPITAL LLC25% to less than 50%Code CYesMANAGING MEMBER01/2016Schedule APDF page 28
3SONILELU SC LLCMEMBERDomestic entitySIERRA CAPITAL LLC10% to less than 25%Code BYesMEMBER11/2025Schedule APDF page 28
4RAFAEL DE LA SIERRA DECLARATION OF TRUST 3/23/22MEMBERDomestic entitySIERRA CAPITAL LLC25% to less than 50%Code CYesMEMBER04/2022Schedule APDF page 28
5MALIK MITCHELLCHIEF COMPLIANCE OFFICERIndividualSIERRA CAPITAL LLCLess than 5%Code NANoCHIEF COMPLIANCE OFFICER03/2026Schedule APDF page 28
6RAFAEL JOSE DELASIERRAMANAGING MEMBERIndividualSONILELU SC LLCPercentage not specifiedCode FYesMANAGING MEMBER11/2025Schedule BPDF page 28
7SOFI TRUST 3/23/22MEMBERDomestic entitySONILELU SC LLC25% to less than 50%Code CNoMEMBER01/2026Schedule BPDF page 28
8NIKI TRUST 3/23/22MEMBERDomestic entitySONILELU SC LLC25% to less than 50%Code CYesMEMBER01/2026Schedule BPDF page 28
9LEXI TRUST 3/23/22MEMBERDomestic entitySONILELU SC LLC25% to less than 50%Code CYesMEMBER01/2026Schedule BPDF page 28
10LUCI TRUST 3/23/22MEMBERDomestic entitySONILELU SC LLC25% to less than 50%Code CYesMEMBER01/2026Schedule BPDF page 28
11Kristy De La SierraTRUSTEEIndividualSOFI TRUST 3/23/22Percentage not specifiedCode FNoTRUSTEE01/2026Schedule BPDF page 29
12Alina MurphyTRUSTEEIndividualSOFI TRUST 3/23/22Percentage not specifiedCode FNoTRUSTEE01/2026Schedule BPDF page 29
13Kristy De La SierraTRUSTEEIndividualNIKI TRUST 3/23/22Percentage not specifiedCode FNoTRUSTEE01/2026Schedule BPDF page 29
14Alina MurphyTRUSTEEIndividualNIKI TRUST 3/23/22Percentage not specifiedCode FNoTRUSTEE01/2026Schedule BPDF page 29
15Kristy De La SierraTRUSTEEIndividualLEXI TRUST 3/23/22Percentage not specifiedCode FNoTRUSTEE01/2026Schedule BPDF page 29
16Alina MurphyTRUSTEEIndividualLEXI TRUST 3/23/22Percentage not specifiedCode FNoTRUSTEE01/2026Schedule BPDF page 29
17Alina MurphyTRUSTEEIndividualLUCI TRUST 3/23/22Percentage not specifiedCode FNoTRUSTEE01/2026Schedule BPDF page 29
18Kristy De La SierraTRUSTEEIndividualLUCI TRUST 3/23/22Percentage not specifiedCode FNoTRUSTEE01/2026Schedule BPDF page 29

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 6/11/2026 2:25:26 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.