NEWPORT BEACH, CACRD 109930Latest ADV March 31, 2026
Compak Asset Management is an SEC registered investment adviser organized as a corporation with a primary office location in Newport Beach, CA. Its latest Form ADV filing, dated March 31, 2026, reports $1.5B in regulatory assets under management, 20 employees, 1 office, and 2,939 accounts.
Assets Under Management
$1.5B
Employees
20
Offices
1 office
Total Clients
1,751
Primary office
NEWPORT BEACH, CA
1801 DOVE STREET, NEWPORT BEACH, CA, United States
Top client segmentHNWI represent 66.0% of total clients.
Top client categories% of clientsClients
1
HNWI
66.0%
1,155
2
Individuals
33.1%
579
3
Corporations
0.7%
13
4
Pension Plans
0.2%
4
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.5Bas of March 31, 2026
Discretionary98.6%
$1.5B
99% of total RAUM98.6%
Non-discretionary1.4%
$22M
1% of total RAUM1.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.5B
Total Accounts2,939
10Y AUM Change+$1.1B (+263.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees20
Clients per Employee88:1
10Y Employee Change+2 (+11.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.