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Firm profile

Nicollet Investment Management, Inc..

MINNEAPOLIS, MNCRD 109401Latest ADV May 4, 2026

Nicollet Investment Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Minneapolis, MN. Its latest Form ADV filing, dated March 31, 2026, reports $557M in regulatory assets under management, 9 employees, and 860 accounts.

Assets Under Management
$557M
Employees
9
Offices
--
Total Clients
301
Primary office
MINNEAPOLIS, MN
800 WASHINGTON AVENUE NORTH, SUITE 150, MINNEAPOLIS, MN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOUzi Rosha
CFOSusan J. Becker

Advisory services offered

7 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentHNWI represent 56.8% of total clients.
Top client categories% of clientsClients
1
HNWI
56.8%
171
2
Individuals
41.9%
126
3
Charitable
0.7%
2
4
Corporations
0.7%
2
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$557Mas of May 4, 2026
Discretionary100.0%
$557M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$557M
Total Accounts860
10Y AUM Change+$375M (+205.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee33:1
10Y Employee Change+2 (+28.6%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.