Brookline Investments, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Birmingham, AL. Its latest Form ADV filing, dated April 1, 2026, reports $281M in regulatory assets under management, 3 employees, and 33 accounts.
Assets Under Management
$281M
Employees
3
Offices
--
Total Clients
33
Primary office
BIRMINGHAM, AL
2830 CAHABA ROAD, SUITE 100, BIRMINGHAM, AL, United States
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Other fee arrangements
Performance-based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 60.6% of total clients.
Top client categories% of clientsClients
1
HNWI
60.6%
20
2
Pooled Investment Vehicles
21.2%
7
3
Pension Plans
9.1%
3
4
Corporations
9.1%
3
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$281Mas of April 1, 2026
Discretionary97.5%
$275M
98% of total RAUM97.5%
Non-discretionary2.5%
$7M
2% of total RAUM2.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$281M
Total Accounts33
10Y AUM Change+$150M (+113.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee11:1
10Y Employee Change-2 (-40.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.