Firm profile

AST INVESTMENT SERVICES, INC.

SHELTON, CTCRD 108897Latest ADV March 25, 2026

Ast Investment Services, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Shelton, CT. Its latest Form ADV filing, dated March 25, 2026, reports $91.5B in regulatory assets under management, 42 employees, 1 office, and 19 accounts.

Assets Under Management
$91.5B
Employees
42
Offices
1 office
Total Clients
<5
Primary office
SHELTON, CT
ONE CORPORATE DRIVE, SHELTON, CT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(800) 225-1852
WebsiteNot reported
LinkedInNot reported

Leadership

3 roles identified
CEOKenneth W. Allen
CCOArmando Capasso
COOKenneth W. Allen

Advisory services offered

2 types reported
Portfolio management for investment companies
Selection of other advisers

Fee models offered

1 types reported
Asset based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentInvestment Cos. represent 100.0% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
100.0%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$91.5Bas of March 25, 2026
Discretionary100.0%
$91.5B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$91.5B
Total Accounts19
10Y AUM Change$-39.5B (-30.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees42
Clients per Employee0:1
10Y Employee Change-34 (-44.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.