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Firm profile

Cooper Financial Services, Inc..

SHELTON, CTCRD 104671Latest ADV November 4, 2025

Cooper Financial Services, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Shelton, CT. Its latest Form ADV filing, dated November 4, 2025, reports $196M in regulatory assets under management, 2 employees, and 1,637 accounts.

Assets Under Management
$196M
Employees
2
Offices
--
Total Clients
1,335
Primary office
SHELTON, CT
1000 BRIDGEPORT AVENUE, SUITE 308, SHELTON, CT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOMichael J. Butler
CCOMichael J. Butler

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 96.2% of total clients.
Top client categories% of clientsClients
1
Individuals
96.2%
1,284
2
HNWI
3.8%
51

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$196Mas of November 4, 2025
Discretionary100.0%
$196M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$196M
Total Accounts1,637
10Y AUM Change+$57M (+44.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees2
Clients per Employee668:1
10Y Employee Change-5 (-62.5%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

The historical chart includes a newer SEC ADV filing than the current profile metrics. Current profile metrics will update once matching profile fields are refreshed.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.