Cooper Financial Services, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Shelton, CT. Its latest Form ADV filing, dated November 4, 2025, reports $196M in regulatory assets under management, 2 employees, and 1,637 accounts.
Assets Under Management
$196M
Employees
2
Offices
--
Total Clients
1,335
Primary office
SHELTON, CT
1000 BRIDGEPORT AVENUE, SUITE 308, SHELTON, CT, United States
Top client segmentIndividuals represent 96.2% of total clients.
Top client categories% of clientsClients
1
Individuals
96.2%
1,284
2
HNWI
3.8%
51
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$196Mas of November 4, 2025
Discretionary100.0%
$196M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$196M
Total Accounts1,637
10Y AUM Change+$62M (+46.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee668:1
10Y Employee Change-5 (-71.4%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.