Firm profile

PROCYON

SHELTON, CTCRD 288239Latest ADV March 30, 2026

Procyon is an SEC registered investment adviser organized as a limited liability company with a primary office location in Shelton, CT. Its latest Form ADV filing, dated March 30, 2026, reports $9.2B in regulatory assets under management, 76 employees, 23 offices, and 8,716 accounts.

Assets Under Management
$9.2B
Employees
76
Offices
23 offices
Total Clients
3,048
Primary office
SHELTON, CT
1 CORPORATE DRIVE, SUITE 225, SHELTON, CT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOPhil G. Fiore
CCOTodd J. Smallwood
COOJeffrey H. Farrar

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 68.4% of total clients.
Top client categories% of clientsClients
1
Individuals
68.4%
2,084
2
HNWI
22.7%
691
3
Pension Plans
5.1%
156
4
Corporations
3.4%
103
5
Government
0.4%
12

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$9.2Bas of March 30, 2026
Discretionary38.5%
$3.5B
39% of total RAUM38.5%
Non-discretionary61.5%
$5.7B
61% of total RAUM61.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$9.2B
Total Accounts8,716
10Y AUM Change+$9.2B

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees76
Clients per Employee40:1
10Y Employee Change+65 (+590.9%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.