LITTLE ROCK, ARCRD 108350Latest ADV April 24, 2026
Financial Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Little Rock, AR. Its latest Form ADV filing, dated April 24, 2026, reports $224M in regulatory assets under management, 6 employees, and 392 accounts.
Assets Under Management
$224M
Employees
6
Offices
--
Total Clients
184
Primary office
LITTLE ROCK, AR
4007 N. RODNEY PARHAM ROAD, LITTLE ROCK, AR, United States
Top client segmentIndividuals represent 62.0% of total clients.
Top client categories% of clientsClients
1
Individuals
62.0%
114
2
Pension Plans
16.8%
31
3
HNWI
14.1%
26
4
Charitable
4.3%
8
5
Corporations
2.7%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$224Mas of April 24, 2026
Discretionary99.7%
$224M
100% of total RAUM99.7%
Non-discretionary0.3%
$593K
0% of total RAUM0.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$224M
Total Accounts392
10Y AUM Change+$121M (+117.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee31:1
10Y Employee Change+2 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.