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Firm profile

Financial Management, Inc..

LITTLE ROCK, ARCRD 108350Latest ADV April 24, 2026

Financial Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Little Rock, AR. Its latest Form ADV filing, dated April 24, 2026, reports $224M in regulatory assets under management, 6 employees, and 392 accounts.

Assets Under Management
$224M
Employees
6
Offices
--
Total Clients
184
Primary office
LITTLE ROCK, AR
4007 N. RODNEY PARHAM ROAD, LITTLE ROCK, AR, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

5 roles identified
CCOJessica L. Wallace
CFOTimothy A. Coon
COOJessica L. Wallace

Advisory services offered

5 types reported
Financial Planning Services
Other advisory services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 62.0% of total clients.
Top client categories% of clientsClients
1
Individuals
62.0%
114
2
Pension Plans
16.8%
31
3
HNWI
14.1%
26
4
Charitable
4.3%
8
5
Corporations
2.7%
5

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$224Mas of April 24, 2026
Discretionary99.7%
$224M
100% of total RAUM99.7%
Non-discretionary0.3%
$593K
0% of total RAUM0.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$224M
Total Accounts392
10Y AUM Change+$121M (+117.4%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee31:1
10Y Employee Change+2 (+50.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

This firm has a multi year gap in available SEC ADV filing history between 2012 and 2022. Charts show the most recent available filing segment under this CRD.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.