Stephens is an SEC registered investment adviser organized as a corporation with a primary office location in Little Rock, AR. Its latest Form ADV filing, dated March 31, 2026, reports $18.0B in regulatory assets under management, 611 employee, 20 offices, and 21,991 accounts.
Top client segmentIndividuals represent 82.2% of total clients.
Top client categories% of clientsClients
1
Individuals
82.2%
18,080
2
HNWI
14.0%
3,088
3
NON- CORPORATE ORGANZATIONS
1.5%
338
4
Pension Plans
1.1%
249
5
Corporations
0.9%
188
Additional categories (<0.1%)
Banks<5 clients
Categories with <5 clients
Banking or thrift institutions<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$18.0Bas of March 31, 2026
Discretionary76.6%
$13.8B
77% of total RAUM76.6%
Non-discretionary23.4%
$4.2B
23% of total RAUM23.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$18.0B
Total Accounts21,991
10Y AUM Change+$10.3B (+132.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees611
Clients per Employee36:1
10Y Employee Change-60 (-8.9%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.