Occam Capital Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Pittsford, NY. Its latest Form ADV filing, dated March 27, 2026, reports $67M in regulatory assets under management, 2 employees, and 207 accounts.
Assets Under Management
$67M
Employees
2
Offices
--
Total Clients
147
Primary office
PITTSFORD, NY
1 LOCKWOOD DRIVE, SUITE 200, PITTSFORD, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 93.9% of total clients.
Top client categories% of clientsClients
1
Individuals
93.9%
138
2
HNWI
6.1%
9
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$67Mas of March 27, 2026
Discretionary100.0%
$67M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$67M
Total Accounts207
10Y AUM Change+$7M (+12.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee74:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.