Valley Financial Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated February 5, 2026, reports $473,254 in regulatory assets under management, 124 employees, and 129 accounts.
Assets Under Management
$473K
Employees
124
Offices
--
Total Clients
124
Primary office
NEW YORK, NY
350 MADISON AVE., COMPLIANCE 4TH FLOOR, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 96.8% of total clients.
Top client categories% of clientsClients
1
Individuals
96.8%
120
2
HNWI
3.2%
4
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$473Kas of February 5, 2026
Discretionary100.0%
$473K
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$473K
Total Accounts129
10Y AUM Change$-114M (-99.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees124
Clients per Employee1:1
10Y Employee Change+42 (+51.2%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.