| 1. Pathway Financial Advisors, LLC CRD 124801 · Limited Liability Company | SOUTH BURLINGTON, VT | $1.6B Jul 2026 | +$754.4M+84.3% | +$992.8M+151.2% | +$966.6M+141.6% | +$1.5B+1111.4% | -2 employees-15.4% over 3Y | +317 accounts+38.2% over 3Y |
| 2. Broadlake Financial Management CRD 105057 · Corporation | SOUTH BURLINGTON, VT | $409.6M Mar 2026 | +$40.5M+11.0% | +$124.4M+43.6% | +$112.8M+38.0% | +$264.7M+182.7% | +1 employees+25.0% over 3Y | -57 accounts-4.7% over 3Y |
| 3. Farrow Financial INC CRD 110526 · Corporation | SOUTH BURLINGTON, VT | $280.1M May 2026 | +$38.1M+15.7% | +$85.3M+43.8% | +$77.6M+38.3% | +$166.8M+147.1% | -1 employees-20.0% over 3Y | +58 accounts+11.3% over 3Y |
| 4. Intrack Investment Management, INC. CRD 106450 · Corporation | SOUTH BURLINGTON, VT | $275.7M Mar 2026 | -$10.5M-3.7% | +$68.5M+33.0% | +$73.2M+36.1% | +$196.6M+248.3% | -2 employees-33.3% over 3Y | +89 accounts+17.8% over 3Y |
| 5. Poulos Advisors, INC. CRD 141905 · Corporation | SOUTH BURLINGTON, VT | $150.4M Feb 2026 | — | — | — | +$17.1M+12.8% | 0 employees+0.0% over Total | -7 accounts-2.1% over Total |
| 6. Quantum Leap Capital, LLC CRD 165310 · Limited Liability Company | SOUTH BURLINGTON, VT | $120.5M Apr 2026 | +$7.0M+6.2% | — | — | +$15.5M+14.8% | 0 employees+0.0% over 1Y | -34 accounts-5.6% over 1Y |