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Firm profile

Broadlake Financial Management

SOUTH BURLINGTON, VTCRD 105057Latest ADV March 31, 2026

Broadlake Financial Management is an SEC registered investment adviser organized as a corporation with a primary office location in South Burlington, VT. Its latest Form ADV filing, dated March 31, 2026, reports $410M in regulatory assets under management, 5 employees, and 1,166 accounts.

Assets Under Management
$410M
Employees
5
Offices
--
Total Clients
463
Primary office
SOUTH BURLINGTON, VT
99 SWIFT STREET, SUITE 305, SOUTH BURLINGTON, VT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOAndrew D. Murphy

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 76.9% of total clients.
Top client categories% of clientsClients
1
Individuals
76.9%
356
2
HNWI
20.5%
95
3
Charitable
2.2%
10
4
Pension Plans
0.4%
2
Categories with <5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$410Mas of March 31, 2026
Discretionary100.0%
$410M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$410M
Total Accounts1,166
10Y AUM Change+$209M (+104.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee93:1
10Y Employee Change+1 (+25.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.