SOUTH BURLINGTON, VTCRD 105057Latest ADV March 31, 2026
Broadlake Financial Management is an SEC registered investment adviser organized as a corporation with a primary office location in South Burlington, VT. Its latest Form ADV filing, dated March 31, 2026, reports $410M in regulatory assets under management, 5 employees, and 1,166 accounts.
Assets Under Management
$410M
Employees
5
Offices
--
Total Clients
463
Primary office
SOUTH BURLINGTON, VT
99 SWIFT STREET, SUITE 305, SOUTH BURLINGTON, VT, United States
Top client segmentIndividuals represent 76.9% of total clients.
Top client categories% of clientsClients
1
Individuals
76.9%
356
2
HNWI
20.5%
95
3
Charitable
2.2%
10
4
Pension Plans
0.4%
2
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$410Mas of March 31, 2026
Discretionary100.0%
$410M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$410M
Total Accounts1,166
10Y AUM Change+$209M (+104.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee93:1
10Y Employee Change+1 (+25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.