Rialytix insights
Top RIA Firms in Rhode Island
Explore the top 25 Registered investment advisers, single family offices, multi-family offices and private wealth management firms headquartered in Rhode Island. This hub covers 46 matching firms with $425.3B in total reported AUM and median AUM of $415.0M.
Firms
46
Matching current profiles
Total AUM
$425.3B
Reported regulatory AUM
Median AUM
$415.0M
Across firms with AUM
Largest firm
$347.7B
Fiam LLC
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Top RIAs discovered by AUM
Compare RIAs using AUM growth, employee and account signals
| Firm | Location | Current AUM↓ | 1YR AUM↕ | 3YR AUM↕ | 5YR AUM↕ | Total AUM↕ | Employee Signal↕ | Account Signal↕ |
|---|---|---|---|---|---|---|---|---|
| 1. Fiam LLC CRD 133196 · Limited Liability Company | SMITHFIELD, RI | $347.7B Mar 2026 | +$128.5B+58.6% | +$195.3B+128.2% | +$244.8B+237.8% | +$307.5B+764.5% | -3 employees-1.5% over 3Y | +27 accounts+4.4% over 3Y |
| 2. Providence Equity Partners L.l.c. CRD 155678 · Limited Liability Company | PROVIDENCE, RI | $24.1B Mar 2026 | +$1.4B+6.3% | +$2.2B+9.9% | +$2.0B+9.1% | +$2.9B+13.8% | -30 employees-18.2% over 3Y | +4 accounts+10.8% over 3Y |
| 3. Nautic Partners, LLC CRD 159822 · Limited Liability Company | PROVIDENCE, RI | $14.0B Apr 2026 | +$654.5M+4.9% | +$5.4B+62.5% | +$10.3B+278.8% | +$12.5B+872.6% | +4 employees+6.2% over 3Y | -5 accounts-21.7% over 3Y |
| 4. Citizens Securities, INC. CRD 39550 · Corporation | JOHNSTON, RI | $12.9B Apr 2026 | +$3.7B+40.1% | +$5.9B+84.9% | +$6.3B+95.9% | +$11.7B+996.3% | -142 employees-23.2% over 3Y | +12,743 accounts+26.7% over 3Y |
| 5. Global Strategic Risk Management, LLC CRD 327157 · Limited Liability Company | PROVIDENCE, RI | $2.9B Mar 2026 | +$1.4B+91.5% | — | — | +$1.4B+91.5% | +1 employees+9.1% over 1Y | 0 accounts+0.0% over 1Y |
| 6. Parsons Capital Management INC CRD 106295 · Corporation | PROVIDENCE, RI | $2.4B Apr 2026 | +$289.5M+13.8% | +$701.2M+41.7% | +$765.9M+47.3% | +$1.6B+186.4% | +4 employees+22.2% over 3Y | +208 accounts+12.0% over 3Y |
| 7. Unison CRD 155470 · Limited Liability Company | PROVIDENCE, RI | $2.0B Mar 2026 | +$210.6M+11.6% | +$394.3M+24.2% | +$392.8M+24.1% | +$1.1B+109.1% | 0 employees+0.0% over 3Y | +23 accounts+8.2% over 3Y |
| 8. Young Richard C & CO LTD CRD 105866 · Corporation | NEWPORT, RI | $1.8B Mar 2026 | +$370.4M+25.9% | +$369.4M+25.8% | +$506.9M+39.2% | +$919.2M+104.2% | +1 employees+7.7% over 3Y | +161 accounts+8.6% over 3Y |
| 9. Professional Planning Group CRD 108868 · Corporation | WESTERLY, RI | $1.3B Mar 2026 | +$150.0M+12.9% | +$379.2M+40.5% | +$421.0M+47.0% | +$815.9M+163.0% | -2 employees-11.1% over 3Y | +17 accounts+0.7% over 3Y |
| 10. Capital Wealth Management, LLC CRD 157959 · Limited Liability Company | WEST WARWICK, RI | $1.1B Apr 2026 | +$136.1M+13.6% | +$364.6M+47.2% | +$487.5M+75.0% | +$982.0M+632.8% | -1 employees-5.9% over 3Y | +109 accounts+19.8% over 3Y |
| 11. Upper90 CRD 304179 · Limited Partnership | PROVIDENCE, RI | $1.1B Mar 2026 | +$289.5M+35.5% | +$90.1M+8.9% | +$895.2M+426.1% | +$895.2M+426.1% | -4 employees-18.2% over 3Y | 0 accounts+0.0% over 3Y |
| 12. Mcguire Wealth Management CRD 296271 · Limited Liability Company | WAKEFIELD, RI | $1.1B Mar 2026 | +$353.5M+49.9% | +$373.9M+54.4% | +$538.1M+102.9% | — | +2 employees+66.7% over 3Y | +122 accounts+17.0% over 3Y |
| 13. Strategicpoint Investment Advisors LLC CRD 124636 · Limited Liability Company | PROVIDENCE, RI | $914.8M Mar 2026 | +$198.0M+27.6% | +$163.0M+21.7% | +$303.0M+49.5% | +$493.8M+117.3% | -1 employees-7.7% over 3Y | -3 accounts-0.2% over 3Y |
| 14. Canton Hathaway LLC CRD 297527 · Limited Liability Company | PROVIDENCE, RI | $866.1M Mar 2026 | +$193.4M+28.8% | +$314.9M+57.1% | +$391.8M+82.6% | +$659.1M+318.4% | -1 employees-16.7% over 3Y | +70 accounts+33.2% over 3Y |
| 15. Wealthcare Investment Partners LLC CRD 296475 · Limited Liability Company | PORTSMOUTH, RI | $859.6M Mar 2026 | +$204.8M+31.3% | +$402.0M+87.8% | +$468.0M+119.5% | — | 0 employees+0.0% over 3Y | +774 accounts+31.8% over 3Y |
| 16. Blue Fin Capital, INC. CRD 108451 · Corporation | WARREN, RI | $755.9M Mar 2026 | +$105.3M+16.2% | +$390.2M+106.7% | +$472.7M+166.9% | +$626.5M+483.9% | 0 employees+0.0% over 3Y | +297 accounts+75.8% over 3Y |
| 17. Newman Dignan & Sheerar, INC CRD 107565 · Corporation | PROVIDENCE, RI | $731.3M May 2026 | +$62.0M+9.3% | +$193.5M+36.0% | +$189.5M+35.0% | +$418.6M+133.8% | +1 employees+12.5% over 3Y | +95 accounts+8.7% over 3Y |
| 18. Sk Wealth Management, LLC CRD 109114 · Limited Liability Company | PROVIDENCE, RI | $639.0M Jan 2026 | +$209.8M+48.9% | +$205.8M+47.5% | +$326.0M+104.2% | +$530.4M+488.7% | 0 employees+0.0% over 3Y | +197 accounts+19.5% over 3Y |
| 19. Mystic Asset Management CRD 170361 · Corporation | WARWICK, RI | $614.6M Mar 2026 | +$280.9M+84.2% | +$308.1M+100.5% | +$386.7M+169.7% | +$423.9M+222.3% | 0 employees+0.0% over 3Y | +237 accounts+176.9% over 3Y |
| 20. Barrett & Company CRD 1175 · Corporation | PROVIDENCE, RI | $529.7M Mar 2026 | +$159.6M+43.1% | +$160.4M+43.4% | +$298.7M+129.3% | +$429.3M+427.5% | -5 employees-41.7% over 3Y | +598 accounts+121.3% over 3Y |
| 21. Sowa Financial Group CRD 107646 · Corporation | LINCOLN, RI | $517.0M Feb 2026 | +$164.8M+46.8% | +$147.4M+39.9% | +$231.9M+81.3% | +$382.3M+283.8% | +3 employees+60.0% over 3Y | +167 accounts+13.5% over 3Y |
| 22. Brown, Lisle/cummings, INC CRD 1331 · Corporation | PROVIDENCE, RI | $487.3M Mar 2026 | +$72.6M+17.5% | +$248.6M+104.1% | — | +$306.9M+170.2% | +1 employees+8.3% over 3Y | +183 accounts+59.6% over 3Y |
| 23. Lincoln Capital Corporation CRD 109922 · Corporation | EAST GREENWICH, RI | $418.3M Mar 2026 | +$68.3M+19.5% | +$73.7M+21.4% | +$166.3M+66.0% | +$271.7M+185.4% | -1 employees-14.3% over 3Y | +136 accounts+17.7% over 3Y |
| 24. Hall Capital Management Company, INC. CRD 108141 · Corporation | BARRINGTON, RI | $411.6M Mar 2026 | +$42.8M+11.6% | +$49.2M+13.6% | +$113.5M+38.1% | +$253.0M+159.4% | +1 employees+12.5% over 3Y | +665 accounts+146.2% over 3Y |
| 25. The Retirement Planning Company Of New England, INC. CRD 108705 · Corporation | WARWICK, RI | $394.4M Mar 2026 | +$115.6M+41.4% | +$131.9M+50.3% | +$214.0M+118.6% | +$185.8M+89.1% | 0 employees+0.0% over 3Y | +184 accounts+16.3% over 3Y |
Methodology
Top firms are ranked by their current AUM values. Growth $ and % values compare current reported AUM, employee count, and account counts against the latest historical filing on or before the 1 year, 3 year, and 5 year lookback dates, plus the earliest available historical filing for total growth. Metrics may show a dash where historical filings are unavailable or not reliable enough for the lookback period. This is not investment advice.