A.G.P / Alliance Global Partners is an SEC registered investment adviser organized as a limited liability company with a primary office location in Westport, CT. Its latest Form ADV filing, dated April 29, 2026, reports $2.3B in regulatory assets under management, 320 employees, 17 offices, and 6,959 accounts.
Assets Under Management
$2.3B
Employees
320
Offices
17 offices
Total Clients
6,959
Primary office
WESTPORT, CT
88 POST ROAD WEST, 2ND FLOOR, WESTPORT, CT, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Hourly charges
Other fee arrangements
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 89.2% of total clients.
Top client categories% of clientsClients
1
Individuals
89.2%
6,208
2
HNWI
6.1%
427
3
Pension Plans
3.0%
209
4
Corporations
1.5%
106
5
Charitable
0.1%
8
Additional categories (<0.1%)
Pooled Investment Vehicles<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.3Bas of April 29, 2026
Discretionary82.4%
$1.9B
82% of total RAUM82.4%
Non-discretionary17.6%
$405M
18% of total RAUM17.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.3B
Total Accounts6,959
10Y AUM Change+$1.8B (+359.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees320
Clients per Employee22:1
10Y Employee Change+261 (+442.4%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.