Benjamin Securities, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Albany, NY. Its latest Form ADV filing, dated September 29, 2025, reports $34M in regulatory assets under management, 12 employees, 1 office, and 68 accounts.
Assets Under Management
$34M
Employees
12
Offices
1 office
Total Clients
68
Primary office
ALBANY, NY
421 NEW KARNER ROAD, SUITE 6, ALBANY, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 92.6% of total clients.
Top client categories% of clientsClients
1
Individuals
92.6%
63
2
HNWI
7.4%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$34Mas of September 29, 2025
Discretionary88.9%
$30M
89% of total RAUM88.9%
Non-discretionary11.1%
$4M
11% of total RAUM11.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$34M
Total Accounts68
10Y AUM Change+$2M (+6.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees12
Clients per Employee6:1
10Y Employee Change+5 (+71.4%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.