Rothschild Investment is an SEC registered investment adviser organized as a limited liability company with a primary office location in Chicago, IL. Its latest Form ADV filing, dated March 30, 2026, reports $2.8B in regulatory assets under management, 39 employees, 2 offices, and 2,831 accounts.
Assets Under Management
$2.8B
Employees
39
Offices
2 offices
Total Clients
1,246
Primary office
CHICAGO, IL
311 SOUTH WACKER DRIVE, SUITE 5900, CHICAGO, IL, United States
Top client segmentIndividuals represent 53.5% of total clients.
Top client categories% of clientsClients
1
Individuals
53.5%
666
2
HNWI
42.1%
525
3
Pension Plans
1.8%
22
4
Corporations
1.4%
18
5
Charitable
1.1%
14
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.8Bas of March 30, 2026
Discretionary99.9%
$2.8B
100% of total RAUM99.9%
Non-discretionary0.1%
$2M
0% of total RAUM0.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.8B
Total Accounts2,831
10Y AUM Change+$1.5B (+120.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees39
Clients per Employee32:1
10Y Employee Change-2 (-4.9%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.