Nuveen Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Chicago, IL. Its latest Form ADV filing, dated March 24, 2026, reports $280.5B in regulatory assets under management, 381 employees, 28 offices, and 65,258 accounts.
Top client segmentIndividuals represent 74.7% of total clients.
Top client categories% of clientsClients
1
Individuals
74.7%
48,733
2
HNWI
21.2%
13,864
3
Corporations
3.1%
2,029
4
Pooled Investment Vehicles
0.3%
188
5
Investment Cos.
0.2%
138
Additional categories (<0.1%)
Banks<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$280.5Bas of March 24, 2026
Discretionary100.0%
$280.5B
100% of total RAUM100.0%
Non-discretionary0.0%
$28M
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$280.5B
Total Accounts65,258
10Y AUM Change+$125.0B (+80.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees381
Clients per Employee171:1
10Y Employee Change+191 (+100.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.